Detect Component Object Model and Distributed COM in Splunk
Adversaries may abuse the Windows Component Object Model (COM) and Distributed Component Object Model (DCOM) for local code execution or to move laterally across a network. This deprecated technique encompasses both local COM abuse (now T1559.001) and DCOM-based lateral movement (now T1021.003). COM is a native Windows API component enabling interaction between software objects through well-defined interfaces; DCOM extends this functionality over a network via RPC. Adversaries exploit COM interfaces to invoke arbitrary code execution through C++, Java, VBScript, and PowerShell. For DCOM lateral movement, privileged users can remotely activate objects such as MMC20.Application (CLSID: 49B2791A-B1AE-4C90-9B8E-E860BA07F889), ShellWindows (CLSID: 9BA05972-F6A8-11CF-A442-00A0C90A8F39), and ShellBrowserWindow (CLSID: C08AFD90-F2A1-11D1-8455-00A0C91F3880) to execute commands on remote hosts. Microsoft Office application objects (Excel.Application, Outlook.Application) exposed via DCOM also permit remote code execution and macro invocation. COM surrogate processes (dllhost.exe /Processid:{CLSID}) serve as the activation vehicle for out-of-process COM servers, making dllhost.exe spawning unexpected child processes a high-fidelity indicator. DCOM lateral movement communicates over TCP 135 (RPC Endpoint Mapper) before negotiating an ephemeral high port, distinguishing it from WMI or SMB-based lateral movement.
MITRE ATT&CK
- Tactic
- Lateral Movement Execution
- Canonical reference
- https://attack.mitre.org/techniques/T1175/
SPL Detection Query
index=wineventlog sourcetype="XmlWinEventLog:Microsoft-Windows-Sysmon/Operational" EventCode=1
| where (ParentImage LIKE "%\\dllhost.exe" OR ParentImage LIKE "%\\mmc.exe" OR ParentImage LIKE "%\\excel.exe" OR ParentImage LIKE "%\\outlook.exe" OR ParentImage LIKE "%\\winword.exe" OR ParentImage LIKE "%\\powerpnt.exe")
| where (Image LIKE "%\\cmd.exe" OR Image LIKE "%\\powershell.exe" OR Image LIKE "%\\pwsh.exe" OR Image LIKE "%\\wscript.exe" OR Image LIKE "%\\cscript.exe" OR Image LIKE "%\\mshta.exe" OR Image LIKE "%\\rundll32.exe")
| eval IsCOMSurrogate=if(ParentImage LIKE "%\\dllhost.exe" AND CommandLine LIKE "%/Processid:%", 1, 0)
| eval IsMMCSpawn=if(ParentImage LIKE "%\\mmc.exe", 1, 0)
| eval IsOfficeSpawn=if(ParentImage LIKE "%\\excel.exe" OR ParentImage LIKE "%\\outlook.exe" OR ParentImage LIKE "%\\winword.exe" OR ParentImage LIKE "%\\powerpnt.exe", 1, 0)
| eval COMVector=case(IsCOMSurrogate=1, "COM_Surrogate_Activation", IsMMCSpawn=1, "MMC20_Application_DCOM", IsOfficeSpawn=1, "Office_Application_DCOM", true(), "Unknown_COM")
| eval DCOMIndicator=if(match(ParentCommandLine, "(?i)(/Processid:|-Embedding)"), 1, 0)
| table _time, host, User, Image, CommandLine, ParentImage, ParentCommandLine, COMVector, DCOMIndicator
| sort - _timeDetects COM and DCOM abuse using Sysmon Event ID 1 (Process Create) by identifying suspicious parent-child process chains from known COM activation parents. Initial field filtering narrows scope to relevant parent executables (dllhost.exe, mmc.exe, Office apps) spawning known shells and interpreters. Categorizes each detection into COM vectors — COM_Surrogate_Activation, MMC20_Application_DCOM, or Office_Application_DCOM — and flags DCOM-specific activation arguments in parent command lines for analyst triage prioritization.
Data Sources
Required Sourcetypes
False Positives & Tuning
- Legitimate IT administration tools using MMC snap-ins that internally spawn helper processes for managed operations
- Software installation packages activating COM servers via dllhost.exe as part of normal registration workflows
- Microsoft Office macros performing legitimate document automation that spawn helper processes
- Remote management products using DCOM as a transport for legitimate administrative operations
- COM+ application servers that legitimately spawn worker processes via dllhost.exe as part of business application hosting
Other platforms for T1175
Testing Methodology
Validate this detection against 4 adversary techniques from Atomic Red Team. Each test below lists the behaviour to exercise and the telemetry you should expect to see. Executable commands and cleanup steps are available with Pro.
- Test 1MMC20.Application DCOM Local Shell Execution
Expected signal: Sysmon Event ID 1: mmc.exe created (parent: powershell.exe), then cmd.exe spawned with ParentImage=mmc.exe, CommandLine='/c whoami > %TEMP%\dcom-mmc20-test.txt'. Sysmon Event ID 11: file created at %TEMP%\dcom-mmc20-test.txt. DeviceProcessEvents shows InitiatingProcessFileName='mmc.exe' spawning FileName='cmd.exe'. DCOM-Server/Operational may log the COM activation.
- Test 2ShellWindows COM Object Shell Execution via Shell.Application
Expected signal: Sysmon Event ID 1: cmd.exe spawned with ParentImage=explorer.exe or dllhost.exe depending on Windows version and COM activation path. File created at %TEMP%\shellapp-test.txt. PowerShell ScriptBlock Log Event ID 4104 captures 'New-Object -ComObject Shell.Application' and 'ShellExecute' calls. DeviceProcessEvents records the cmd.exe creation with its initiating process context.
- Test 3DCOM Remote Execution via MMC20.Application (Lab Environment — Requires Admin on Target)
Expected signal: SOURCE: Sysmon Event ID 3 — TCP connection to 192.168.1.100:135, then ephemeral port connection. Security Event ID 4648 if alternate credentials used. TARGET: Security Event ID 4624 Type 3 (network logon) from source IP. Sysmon Event ID 1: dllhost.exe /Processid:{49B2791A-B1AE-4C90-9B8E-E860BA07F889} created, then cmd.exe spawned with ParentImage=dllhost.exe. File created at C:\Windows\Temp\dcom-remote-test.txt.
- Test 4COM Object Scheduled Task Creation via Schedule.Service
Expected signal: Sysmon Event ID 12/13 (Registry): Task Scheduler registry key creation under HKLM\SOFTWARE\Microsoft\Windows NT\CurrentVersion\Schedule\TaskCache\. Security Event ID 4698 (Scheduled task created) in Windows Security log. PowerShell ScriptBlock Log Event ID 4104 showing New-Object -ComObject Schedule.Service invocation. DeviceProcessEvents shows only powershell.exe (no schtasks.exe child process — the entire task creation happens via COM API).
References (12)
- https://attack.mitre.org/techniques/T1175/
- https://attack.mitre.org/techniques/T1021/003/
- https://attack.mitre.org/techniques/T1559/001/
- https://www.fireeye.com/blog/threat-research/2019/06/hunting-com-objects.html
- https://enigma0x3.net/2017/01/05/lateral-movement-using-the-mmc20-application-com-object/
- https://enigma0x3.net/2017/01/23/lateral-movement-via-dcom-round-2/
- https://enigma0x3.net/2017/09/11/lateral-movement-using-excel-application-and-dcom/
- https://enigma0x3.net/2017/11/16/lateral-movement-using-outlooks-createobject-method-and-dotnettojscript/
- https://www.cybereason.com/blog/leveraging-excel-dde-for-lateral-movement-via-dcom
- https://github.com/redcanaryco/atomic-red-team/blob/master/atomics/T1175/T1175.md
- https://learn.microsoft.com/en-us/windows/win32/com/com-technical-overview
- https://googleprojectzero.blogspot.com/2018/04/windows-exploitation-tricks-exploiting.html
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